FINRA Logo

FINRA

Financial Services

  • Revenue 501M - 1B
  • Size 1001 - 5000
  • HQ Contact
  • Website finra.org

FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,700 firms and 630,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which Americas 90 million investors can feel confident. With more than 3,500 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that its the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. Thats why we offer a competitive compensation, benefits and services package. And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilitieswhether its an online course to enhance productivity or a seminar to maximize leadership skills. At FINRA, we believe your work can be your passion View More

People working in FINRA

Lynette Wilson
Senior Principal Analyst, Finance... **************@***ra.org ********8676
Heather Doherty-comerford
Senior Principal, Governance ************************@***ra.org ********9410
Svitlana Kovtun
Principal Examiner ***************@***ra.org ********4269
Keith Friedman
Associate Principal Analyst **************@***ra.org ********2847
Julie Petulla
Principal Examiner *************@***ra.org ********2825
Yolanda Trottman
Vice President ****************@***ra.org ********2973
Haimanot (haime)
Associate Principal Risk Specialist... **************@***ra.org ********1027
Yvette Panetta
Vice President **************@***ra.org ********6069
Denise Beaver
Lead Senior Principal Regulatory... *************@***ra.org ********5192
Guy Calo
Associate Principal Examiner ********@***ra.org ********1729
Kimberly Weiland
Vice President Enterprise Operations... ****************@***ra.org ********1924
James Sulecki
Principal Investigator *************@***ra.org ********8310
Michael Campion
Principal Examiner ***************@***ra.org ********3004
Ching Rose
Principal Examiner **********@***ra.org ********8016
Gabriella Basile
Associate Principal Examiner ****************@***ra.org ********0049
Chris Rattiner
Regulatory Principal Examiner **************@***ra.org ********9607
Ellen Shank
Associate Principal Investigator ***********@***ra.org ********2151
Del Sabri
Principal Analyst *********@***ra.org ********2299
Nnorom Ugoh
Associate Principal Analyst ***********@***ra.org ********9174
Michael Rufino
Executive Vice President **************@***ra.org ********4026
Claudia Lee
Baltimore Area - Associate... ***********@***ra.org ********8261
Kirk Jr
Associate Principal Specialist *******@***ra.org ********6073
Erin Sanna
Associate Principal Investigator -... **********@***ra.org ********5200
Joel Fickett
Associate Vice President &... ************@***ra.org ********9964
John S
Associate Principal Examiner --... ******@***ra.org ********5995
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Products & Technologies used at FINRA

Technology Stack used at FINRA
Financial Compliance Communication Security Protection Order management Media Infrastructure Risk Procedure Customer service Web-based Assessment Fraud detection Staffing Collaboration Data collection Spark Audit Change management
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Products used at FINRA
Director Origin Aws Word Visio Mass Board Portal Salesforce Teamwork Atlassian jira Adobe captivate Office 365 Captivate Microsoft office 365 Outlook Access Excel Witness Otrs
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FINRA's website built with

  • Drupal
    Drupal

    Drupal is a free and open-source web content management framework.

    Cms
  • Apple iCloud Mail
    Apple iCloud Mail

    Apple iCloud Mail is a webmail service provided by Apple, Inc.

    Webmail
  • PHP
    PHP

    PHP is a general-purpose scripting language used for web development.

    Programming languages
  • Varnish
    Varnish

    Varnish is a reverse caching proxy.

    Caching
  • Amazon Web Services
    Amazon Web Services

    Amazon Web Services (AWS) is a comprehensive cloud services platform offering compute power, database storage, content delivery and other functionality.

    Paas
  • Acquia Cloud Platform
    Acquia Cloud Platform

    Acquia Cloud Platform is a Drupal-tuned application lifecycle management suite with an infrastructure to support Drupal deployment workflow processes.

    Paas
  • HSTS
    HSTS

    HTTP Strict Transport Security (HSTS) informs browsers that the site should only be accessed using HTTPS.

    Security
  • Cloudflare
    Cloudflare

    Cloudflare is a web-infrastructure and website-security company, providing content-delivery-network services, DDoS mitigation, Internet security, and distributed domain-name-server services.

    Cdn
  • DocuSign
    DocuSign

    DocuSign allows organisations to manage electronic agreements.

    Miscellaneous

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Frequently asked questions about FINRA

  1. What does FINRA's do?
    FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,700 firms and 630,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in...
  2. What is FINRA's industry?
    Finra operates in Financial services industry.
  3. What is FINRA's revenue?
    Finra's revenue is 501m - 1b
  4. What is FINRA's company size?
    Finra's has 1001 - 5000 people working.
  5. What is FINRA's official website?
    www.finra.org is official website of Finra.