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CXG is a top-tier compliance firm, servicing FINRA regulated broker-dealers across the continental U.S. We are one of the few firms that provide outsourced principals, in addition to regulatory consulting, CCO & FINOP outsourcing, and CMA-1017 services. A true engine for growth, CXG serves broker-dealers, removing barriers to growth. With leading talent and proven expertise, all outsourced at a fraction of in-house costs, CXG is equally equipped for meeting immediate short-term needs or providing long-term solutions. If youre a small to mid-size firm looking to grow, or a start-up firm seeking FINRA approval, we can help. Principal Outsourcing Seasoned CCOs,...
Risk mitigation,compliance officer,bd compliance,finop,broker-dealer,finra,m&a,m&a advisory,investment banking,investment banking principal,outsourced cco,outsourced cfo,chief compliance officer,registered options principal,series 24,series 4,and series 79
Compliance exchange group (cxg) operates in the Financial services industry.
Compliance exchange group (cxg)'s revenue is 11m - 100m
Compliance exchange group (cxg) has 11 - 50 employees.
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