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Compliance Exchange Group (CXG)

Financial Services

Specialities :
Risk mitigation
Compliance officer
Bd compliance
Finop
Broker-dealer

+12

revenue-icon Revenue
11M - 100M
funding-icon Total Funding
--
size-icon Size
11 - 50

Frequently Asked Questions About Compliance Exchange Group (CXG)

What does Compliance exchange group (cxg) do?+

CXG is a top-tier compliance firm, servicing FINRA regulated broker-dealers across the continental U.S. We are one of the few firms that provide outsourced principals, in addition to regulatory consulting, CCO & FINOP outsourcing, and CMA-1017 services. A true engine for growth, CXG serves broker-dealers, removing barriers to growth. With leading talent and proven expertise, all outsourced at a fraction of in-house costs, CXG is equally equipped for meeting immediate short-term needs or providing long-term solutions. If youre a small to mid-size firm looking to grow, or a start-up firm seeking FINRA approval, we can help. Principal Outsourcing Seasoned CCOs,...

What are Compliance exchange group (cxg)'s specialties? +

Risk mitigation,compliance officer,bd compliance,finop,broker-dealer,finra,m&a,m&a advisory,investment banking,investment banking principal,outsourced cco,outsourced cfo,chief compliance officer,registered options principal,series 24,series 4,and series 79

What is Compliance exchange group (cxg)'s industry? +

Compliance exchange group (cxg) operates in the Financial services industry.

What is Compliance exchange group (cxg)'s revenue? +

Compliance exchange group (cxg)'s revenue is 11m - 100m

What is Compliance exchange group (cxg)'s company size? +

Compliance exchange group (cxg) has 11 - 50 employees.

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